Broker Check

Main Office:
310 Passaic Ave, Suite 203
Fairfield, NJ 07004

Affiliated Office:
Ladenburg Thalmann
277 Park Avenue, 26th Floor
New York, New York 10172

(866) 401k-529


Join Us!

If you have worked hard to earn your money by building a loyal thriving practice, we believe you should keep more of it.  A closely-knit team of Financial Advisors, FINANCIAL PRINCIPLES, LLC is an independent, comprehensive insurance and financial services firm which specializes in financial, business and estate strategies for individuals, small business, closely held companies, and the affluent.  Through our consultative approach, we seek to bring value to each and every client.  We advise and manage our practices using the “Golden Rule” as our ever present guide.  As a result, we implement the highest standards of ethics and integrity to our clients, our team mates, the industry, and the community. 

Financial Advisor Requirements

Our ideal candidate:

  • Licensed and in good standing with the FINRA and Department of Insurance.
  • Minimum of 3-5 years of client facing experience in the Financial Services Industry.
  • Implementing a comprehensive financial planning or investment management approach.
  • Possesses an entrepreneurial spirit.

Our Firm’s Value Proposition

  • Compensation –Greater and Fairer Income Possibilities.
  • Independence –Build your business your way as an entrepreneur.
  • Services – able to receive value added support services in the areas of marketing, referral generation, wealth management, practice management and products.
  • Support – Count on cutting edge technology, training, compliance and support.
  • Product Flexibility – Deliver a wide range of advisory services and extensive financial products.
  • Experience– Ability to work in a team environment when needed to leverage others specialties.

Financial Principles, LLC seeks Advisors of the highest caliber.  If you are interested and qualified please contact us.